Manager, Business Compliance

Toronto, Ontario, Canada • Posted March 15, 2026

Job Type: Full time
Location: Toronto, Ontario
Posted: March 15, 2026
Category: Operations Specialties Managers
Application Deadline: April 24, 2026

Role Description

Application Deadline:

03/29/2026

Address:

100 King Street West

Job Family Group:

Business Management

General:

This role:

  • Executes First Line compliance monitoring, reporting and control execution.
  • Manages/supports large/complex compliance programs/frameworks /projects/initiatives to ensure compliance risks are appropriately identified, risk assessed, mitigated and regulations adhered to.
  • Supports the implementation of final laws, rules, and regulatory guidance within GAM Canada.
  • Supports business change by assessing the impact to regulatory compliance and associated monitoring.
  • Key Accountabilities:

    Mandate Compliance:

  • Execute the Mandate Compliance function including automated pre and post trade alert/warning monitoring using the Charles River Order Management System.
  • Coding mandate compliance rules associated with new and/or updated fund/account information.
  • Execute manual...
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